Oxford Square Capital Corp.

Team

Jonathan H. Cohen - Board Member and Chief Executive Officer

Mr. Cohen is the Chief Executive Officer of Oxford Square Capital Corp. and is also the Chief Executive Officer of Oxford Lane Capital Corp.  (NasdaqGS: OXLC). Previously, Mr. Cohen managed technology research groups at Wit SoundView, Merrill Lynch & Co., UBS Securities and Salomon Smith Barney. Mr. Cohen has more than 15 years of experience in technology-related equity research and was named to the Institutional Investor "All-American" research team in 1996, 1997 and 1998. Mr. Cohen received a Bachelor of Arts degree in Economics from Connecticut College and an M.B.A. from Columbia University.

 
Saul B. Rosenthal - President and Chief Operating Officer

Mr. Rosenthal is the President and Chief Operating Officer of Oxford Square Capital Corp. and is also the President of Oxford Lane Capital Corp.  (NasdaqGS: OXLC). Previously, Mr. Rosenthal was an attorney at the law firm of Shearman & Sterling LLP. Mr. Rosenthal is a board member of Oxford Lane Capital Corp., LiftForward, Inc. and the National Museum of Mathematics. He received a Bachelor of Science degree magna cum laude from the Wharton School of the University of Pennsylvania, a J.D. from Columbia University Law School, where he was a Harlan Fiske Stone Scholar, and a LL.M. (Taxation) from New York University School of Law.

 
Bruce L. Rubin - Chief Financial Officer

Mr. Rubin is the Chief Financial Officer of Oxford Square Capital Corp. and holds the same position at Oxford Lane Capital Corp.  (NasdaqGS: OXLC). He is the former Assistant Treasurer & Director of Financial Planning of the New York Mercantile Exchange, Inc., the largest physical commodities futures exchange in the world and has extensive experience with Sarbanes-Oxley, treasury operations and SEC reporting requirements. From 1989 to 1995, Mr. Rubin was a manager in financial operations for the American Stock Exchange, where he was primarily responsible for budgeting matters. Mr. Rubin began his career in commercial banking as an auditor primarily of the commercial lending and municipal bond dealer areas. Mr. Rubin received his BBA in Accounting from Hofstra University where he also obtained his Masters of Business Administration in Finance.

Jonathan H. Cohen - Board Member and Chief Executive Officer

Mr. Cohen is the Chief Executive Officer of Oxford Square Capital Corp. and is also the Chief Executive Officer of Oxford Lane Capital Corp. (NasdaqGS: OXLC). Previously, Mr. Cohen managed technology research groups at Wit SoundView, Merrill Lynch & Co., UBS Securities and Salomon Smith Barney. Mr. Cohen has more than 15 years of experience in technology-related equity research and was named to the Institutional Investor "All-American" research team in 1996, 1997 and 1998. Mr. Cohen received a Bachelor of Arts degree in Economics from Connecticut College and an M.B.A. from Columbia University.

 
Saul B. Rosenthal - President and Chief Operating Officer

Mr. Rosenthal is the President of Oxford Square Capital Corp. and is also the President of Oxford Lane Capital Corp. (NasdaqGS: OXLC). Previously, Mr. Rosenthal was an attorney at the law firm of Shearman & Sterling LLP. Mr. Rosenthal is a board member of Oxford Lane Capital Corp., LiftForward, Inc. and the National Museum of Mathematics. He received a Bachelor of Science degree magna cum laude from the Wharton School of the University of Pennsylvania, a J.D. from Columbia University Law School, where he was a Harlan Fiske Stone Scholar, and a LL.M. (Taxation) from New York University School of Law.

 
Darryl M. Monasebian - Executive Vice President, Head of Risk and Portfolio Management

Mr. Monasebian is the Executive Vice President and the Head of Risk and Portfolio Management, of Oxford Square Management, LLC, the adviser of Oxford Square Capital Corp. He also holds the same position at Oxford Lane Management, LLC, the adviser of OXLC (NasdaqGS: OXLC). Previously, Mr. Monasebian was a Director in the Merchant Banking Group at BNP Paribas, and prior to that was a Director at Swiss Bank Corporation and a Senior Account Officer at Citibank. He began his business career at Metropolitan Life Insurance Company as an Investment Analyst in the Corporate Investments Department. Mr. Monasebian has more than 20 years of banking and investment management experience. Mr. Monasebian received a Bachelor of Science degree in Management Science/Operations Research from Case Western Reserve University in 1984 and a Masters of Business Administration from Boston University's Graduate School of Management in 1986.

 
Debdeep Maji - Senior Managing Director, Portfolio Manager

Mr. Maji is a Senior Managing Director and Portfolio Manager of Oxford Square Management, LLC, the adviser of Oxford Square Capital Corp. and holds that same position with Oxford Lane Management, LLC, the adviser of OXLC (NasdaqGS: OXLC). He graduated from the Jerome Fisher Program in Management and Technology at the University of Pennsylvania where he received a Bachelor of Science degree in Economics from the Wharton School (and was designated a Joseph Wharton Scholar) and a Bachelor of Applied Science from the School of Engineering.

 
Kevin P. Yonon - Managing Director, Portfolio Manager

Mr. Yonon is a Managing Director of Oxford Square Management, LLC, the adviser of Oxford Square Capital Corp. and holds that same position with Oxford Lane Management, LLC, the adviser of OXLC (NasdaqGS: OXLC). Previously, Mr. Yonon was an Associate at Deutsche Bank Securities and prior to that he was an Analyst at Blackstone Mezzanine Partners. Before joining Blackstone, he worked as an Analyst at Merrill Lynch in the Mergers & Acquisitions group. Mr. Yonon received a B.S. in Economics with concentrations in Finance and Accounting from the Wharton School at the University of Pennsylvania, where he graduated magna cum laude, and an M.B.A. from the Harvard Business School.

 
Joe Kupka - Principal

Mr. Kupka is a Principal of Oxford Square Management, LLC, the adviser of Oxford Square Capital Corp. and holds that same position with Oxford Lane Management, LLC, the adviser of OXLC (NasdaqGS: OXLC). Previously, he worked as a risk analyst for First Equity Card Corporation. He has a BS in Mechanical Engineering from the University of Pennsylvania, where he was the Abel and Bernstein Class of 1945 Scholarship Recipient.

 
Gannon McCaffery - Head of Business Development

Gannon McCaffery is the Head of Business Development of Oxford Square Management, LLC, the adviser of OXSQ, and holds that same position with Oxford Lane Management, LLC, the adviser of Oxford Lane Capital Corp. (NasdaqGS: OXLC) Previously, Mr. McCaffery was a Vice President at Goldman Sachs in the Investment Management Division where he marketed and traded Collateralized Loan Obligations for clients of Private Wealth Management. Before joining Goldman Sachs, he worked as a Vice President at Barclays Capital and Deutsche Bank Securities in various sales roles. He began his career at Lehman Brothers as an Analyst in Collateralized Debt Obligation sales. Mr. McCaffery received a B.A. in Economics from the University of Virginia.

 
Hooman Banafsheha - Vice President

Mr. Banafsheha is a Vice President of Oxford Square Management, LLC, the adviser of Oxford Square Capital Corp. and holds that same position with Oxford Lane Management, LLC, the adviser of OXLC (NasdaqGS: OXLC). Previously, Mr. Banafsheha was a Vice President in the Finance division of Goldman Sachs. Prior to joining Goldman Sachs, he was a Senior Consultant at Deloitte. Mr. Banafsheha received a B.S. in Business Administration with a concentration in Finance from the State University of New York, University at Albany, where he graduated magna cum laude. Mr. Banafsheha has also attained the Charted Alternative Investment Analyst (CAIA) designation.

 
Mark Shohet - Senior Associate

Mr. Shohet is a Senior Associate at Oxford Square Management, LLC, the adviser of Oxford Square Capital Corp. and holds that same position with Oxford Lane Management, LLC, the adviser of OXLC (NasdaqGS: OXLC). Previously, Mr. Shohet was a Manager in the Structured Finance Transactions group at Ernst and Young. Mr. Shohet received a B.S. in Finance and Accounting from the Robert H. Smith School of Business at the University of Maryland, where he graduated magna cum laude, and an M.B.A. from Columbia Business School. Mr. Shohet is also a CFA Charterholder.

 
Jeff Boccuzzi - Senior Associate

Mr. Boccuzzi is a Senior Associate for Oxford Square Management, LLC, the adviser of Oxford Square Capital Corp. and holds that same position with Oxford Lane Management, LLC, the adviser of OXLC (NasdaqGS: OXLC). Previously, Mr. Boccuzzi was a Manager in the Middle Office Operations group at AIG Asset Management. He received a B.S. in Business Management from the University of Connecticut and is a Level III Chartered Financial Analyst (CFA) Candidate.

 
Brian Aleksa - Analyst

Mr. Aleksa is an Analyst for Oxford Square Management, LLC, the adviser of Oxford Square Capital Corp. and holds that same position with Oxford Lane Management, LLC, the adviser of OXLC (NasdaqGS: OXLC). Previously, Mr. Aleksa was a Senior Analyst in the Capital Markets group at CBA Commercial. He received a B.A. in Accounting and Finance from Franklin & Marshall College.

 
John A. Grib - Manager, Middle Office Operations

Mr. Grib is the Manager of Middle Office Operations for Oxford Square Management, LLC, the adviser of Oxford Square Capital Corp. and holds the same position with Oxford Lane Management, LLC, the adviser of Oxford Lane Capital Corp. (NasdaqGS: OXLC). Previously, Mr. Grib served on the Global Capital Markets team at BNP Paribas as well as in the Institutional Securities Group at Morgan Stanley. He received a B.S. in Finance & Real Estate from Syracuse University.

 
Bruce L. Rubin - Chief Financial Officer

Mr. Rubin is the Chief Financial Officer of Oxford Square Capital Corp. and holds the same position at Oxford Lane Capital Corp. (NasdaqGS: OXLC). He is the former Assistant Treasurer & Director of Financial Planning of the New York Mercantile Exchange, Inc., the largest physical commodities futures exchange in the world and has extensive experience with Sarbanes-Oxley, treasury operations and SEC reporting requirements. From 1989 to 1995, Mr. Rubin was a manager in financial operations for the American Stock Exchange, where he was primarily responsible for budgeting matters. Mr. Rubin began his career in commercial banking as an auditor primarily of the commercial lending and municipal bond dealer areas. Mr. Rubin received his BBA in Accounting from Hofstra University where he also obtained his Masters of Business Administration in Finance.

 
Michael Testa - Controller and Vice President, Finance

Mr. Testa is the Controller and Vice President, Finance of Oxford Square Capital Corp. Prior to joining Oxford Square, Mr. Testa worked at Ernst & Young LLP's New York and Zurich offices, focusing on global asset managers, hedge funds, private equity institutions and registered investment companies. Mr. Testa received his BBA in Accounting from the Hagan School of Business at Iona College and is a licensed Certified Public Accountant in the State of New York and New Jersey.

 
Vincent Gurrera - Vice President, Finance

Mr. Gurrera holds the position of Vice President, Finance at Oxford Square Capital Corp. He was formerly an Accountant at Ellington Management Group, LLC, a hedge fund specializing in asset-backed securities. From 2002 to 2006, Mr. Gurrera was a Senior Auditor at Ernst & Young LLP focusing on hedge funds, broker dealers and private equity institutions. Mr. Gurrera received his BBA in Accounting from the Hagan School of Business at Iona College and is a licensed Certified Public Accountant in the State of New York

 
Eli Smoroda - Senior Accounting Manager

Mr. Smoroda is a Senior Accounting Manager of Oxford Square Capital Corp. and holds the same position at Oxford Lane Capital Corp. (NasdaqGS: OXLC). Previously, he worked as a Senior Associate in the Assurance Asset Management practice of PricewaterhouseCoopers where he served clients in the alternative investments industry, primarily hedge funds and private equity funds. Mr. Smoroda received his Bachelor of Science in Accounting from Lehigh University. He is a certified public accountant in New York.

 
Christian Contreras - Senior Accountant

Mr. Contreras is a Senior Accountant of Oxford Square Capital Corp. and holds the same position at Oxford Lane Capital Corp. (NasdaqGS: OXLC). Prior to joining Oxford Square, Mr. Contreras worked at PricewaterhouseCoopers within the Alternative Asset Management Assurance group focusing on a diverse set of funds, products, and strategies. He received his Bachelor of Science in Accounting from Bryant University and has completed the required exams for the Certified Public Accountant designation in the state of New York. He is also currently a Level II Chartered Financial Analyst (CFA) candidate.

Steven P. Novak - Chairman

Mr. Novak currently serves as Chief Executive Officer of Legacy Concierge, LLC., an early stage company providing a SaaS platform to assist trust & estates attorneys and fiduciaries in dealing with the digital footprints and electronic records that remain after an individual passes away. He is also Chairman of the Board of Directors of Quisk, Inc. an early stage mobile payments company in the process of liquidating its assets. Until July 2010, Mr. Novak also served on the Board of Directors of CyberSource Corporation, an Internet based payments processing company, where he served as the Lead Independent Director and Chairman of the Nominating Committee, having formerly chaired its Audit committee. Mr. Novak previously served as President of Palladio Capital Management, LLC and as the Principal and Managing Member of the General Partner of Palladio Partners, LP, an equities hedge fund, from July 2002 until July 2009. Mr. Novak received a Bachelor of Science degree from Purdue University and an M.B.A. from Harvard University. A Chartered Financial Analyst, Mr. Novak’s financial expertise from his experience as a financial manager and varied roles on the boards of both publicly-traded and privately-held companies qualifies him to serve as chairman of our Board of Directors and provides our Board of Directors with particular technology-related knowledge and the perspective of a knowledgeable corporate leader.

 
Charles M. Royce - Board Member

Mr. Royce currently serves as chairman of the Board of Managers of Royce & Associates, LLC. Prior to 2017, Mr. Royce served as Chief Executive Officer of Royce & Associates, LLC since 1972. He also manages or co-manages eight of Royce & Associates, LLC’s open- and closed-end registered funds. Mr. Royce serves on the Board of Trustees of The Royce Funds. Mr. Royce’s history with us, familiarity with our investment platform, and extensive knowledge of the financial services industry and the investment valuation process in particular qualify him to serve as a member of our Board of Directors.

 
Richard W. Neu - Board Member

Mr. Neu currently serves on the board of directors, including on the audit committee, the compensation committee and as a lead director, of Tempur Sealy International, Inc., a manufacturer of mattresses and bedding products. Mr. Neu also currently serves on the board of directors, as chair of the audit committee and as a member of the executive committee of Huntington Bancshares Incorporated, a bank holding company. Until the sale of the company in 2012, he was the lead director and a member of the audit committee and governance committee of Dollar Thrifty Automotive Group, Inc., a car rental business, having served as the chairman of the Dollar Thrifty board of directors from 2010 through 2011. Mr. Neu also served as a director of MCG Capital Corporation, a business development company, from 2007 until its sale in 2015, and during this period served as chairman of the board from 2009 to 2015 and as Chief Executive Officer from November 2011 to November 2012. Mr. Neu served from 1985 to 2004 as Chief Financial Officer of Charter One Financial, Inc., a major regional bank holding company, and a predecessor firm, and as a director of Charter One Financial, Inc. from 1992 to August 2004. Mr. Neu previously worked for KPMG as a senior audit manager. Mr. Neu received a B.B.A. from Eastern Michigan University with a major in accounting. Mr. Neu was selected to serve as a director on our board of directors due to his extensive knowledge and experience handling complex financial and operational issues through his service as both a director and executive officer of a variety of public companies.

 

Mr. Stelljes is currently the managing partner of St. John’s Capital, LLC, a vehicle used to make private equity investments. From 2001 to 2013, Mr. Stelljes held various senior positions with the Gladstone Companies, including serving as the chief investment officer, president and a director of Gladstone Capital Corporation and Gladstone Investment Corporation, both of which are business development companies, of Gladstone Commercial Corporation, a real estate investment trust, and of their registered investment adviser, Gladstone Management Corporation. From 1999 to 2001, Mr. Stelljes was a managing member of Camden Partners, a private equity firm which finances high growth companies in communications, education, healthcare and business services sectors. From 1997 to 1999, Mr. Stelljes was a managing director and partner of Columbia Capital, a venture capital firm focused on investments in communications and information technology. From 1989 to 1997, Mr. Stelljes held various positions, including executive vice president and principal, with the Allied Capital companies. From 2001 through 2012, Mr. Stelljes served as a general partner and investment committee member of Patriot Capital and Patriot Capital II, which are private equity funds. Mr. Stelljes currently serves on the board of directors of Intrepid Capital Corporation, an asset management firm. Mr. Stelljes is also currently the chairman of the board of directors of The 504 Fund, a closed-end investment company that operates as an interval fund. He is also a former board member and regional president of the National Association of Small Business Investment Companies. Mr. Stelljes holds an MBA from the University of Virginia and a BA in Economics from Vanderbilt University. Mr. Stelljes was selected to serve as a director on our board of directors due to his more than twenty-five years of experience in the investment analysis, management, and advisory industries.


Jonathan H. Cohen - Board Member

Mr. Cohen is the Chief Executive Officer of Oxford Square Capital Corp. Mr. Cohen is also the Chief Executive Officer of Oxford Lane Capital Corp. (NasdaqGS: OXLC). Previously, Mr. Cohen managed technology research groups at Wit SoundView, Merrill Lynch & Co., UBS Securities and Salomon Smith Barney. Mr. Cohen has more than 15 years of experience in technology-related equity research and was named to the Institutional Investor "All-American" research team in 1996, 1997 and 1998. Mr. Cohen received a Bachelor of Arts degree in Economics from Connecticut College and an M.B.A. from Columbia University.